11 September 2023 | ||||
Compliance Database | ||||
No | Summary | Area | Section | Subsection, Select |
ST23001 |
Non-audited Letters of Engagement and Representation in the Documentation Pack Prerequisite: Audit required under Investment Intermediaries Act 1995? and Audit report for unincorporated entities required? must be unchecked under Client Details > Key Information. |
Documentation Pack | Engagement Letter |
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